FCA investigation and enforcement trends

Join us for the next session in our webinar series on FCA investigation and enforcement trends. The series aims to address issues in the current regulatory enforcement ‘spotlight’, and how firms can navigate regulatory risk.

With the FCA due to produce its strategy for the next five years imminently – with a focus on issues such as financial crime and consumer resilience – the regulator’s enforcement and supervisory approach is evolving significantly, creating different risk exposures for FS firms to consider.

Areas of interest in this upcoming webinar will include:

• The FCA’s strategic approach to enforcement, and interplay with other regulatory bodies
• Recent FCA enforcement cases
• Financial crime cases
• Update on ‘naming and shaming’ consultation and other regulator areas of focus.